Legal

StoneCastle Securities, LLC (“SCS”) is a registered U.S. broker-dealer and member of FINRA and SIPC. This website, including any links, is solely for informational purposes and its factual content is not guaranteed by us to be an accurate and complete statement of such data and should not be relied on as such. Opinions in documents constitute the current judgment of the author as of the date the communication was issued. The content of this website does not necessarily reflect the opinions of SCS, and is subject to change without notice; SCS is not under any obligation to update or keep current any information contained in this website. This website does not constitute a personal recommendation, and does not take into account the specific investment objectives, financial situation, or particular needs of the recipient. The information contained in this website should not be construed as an offer, or a solicitation of an offer, to buy or sell any securities or other financial investments. The information presented should not and cannot be viewed as an indicator of future performance. The information contained in this website is intended for the exclusive use of Institutional Investors and may contain confidential or privileged information. Any review, reliance, or distribution by others or forwarding without the express permission of the author is strictly prohibited. To the extent permitted by law, SCS does not accept any liability arising from the use or retransmission of the information in this website.

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